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Among the crucial topics and developments covered, you'll find:
* Insider trading
* What constitutes "financial advice" in the employer/employee relationship
* The Philanthropy Protection Act
* Conditions under which foreign investment companies may offer their securities in the United States
* Interest rate deregulation
* The Agreement in Principle between federal banking regulators and NASD
* Discount brokerage services
* Ownership of savings and loan associations by bank holding companies
* Money market funds
* How to avoid Federal Reserve Board jurisdiction
* Custody of clients' funds
* Stock appreciation rights
If your practice involves the management of investments or investment companies, you'll find everything you need in this virtually inexhaustible resource.
This edition also contains Health Education: Creating Strategies for School and Community Health
About: Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisors and investment companies, The Regulation of Money Managers provides unexcelled guidance for legal counsel in the field.
This edition also contains Regulation of Money Managers 1998 Supplement
About: Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisors and investment companies, The Regulation of Money Managers provides unexcelled guidance for legal counsel in the field.
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