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Tables of Contents for Electronic Banking and Treasury Security
Chapter/Section Title
Page #
Page Count
Foreword
x
Tony Shaw
NatWest Electronic Services
xii
List of contributors
xv
Acknowledgements
xix
Part 1 Electronic banking
Electronic banking: background and history
3
10
Michael Deakin
Claire Goddard
The first steps
5
1
The search for efficiency
6
1
Improving clearing systems
7
1
Progress from technical developments
8
2
Weaknesses are uncovered
10
1
Recent times
11
2
The function of APACS
13
15
Richard Tyson-Davies
History and background
13
1
The fundamental role of APACS
14
1
APACS structure
15
3
Clearing companies
18
1
Future developments in APACS
19
1
Future developments in payment systems and information systems
20
1
CHAPS
20
2
Security
22
4
Settlement risk
26
2
Global cash management and security
28
20
Charles Storer
Definition and evolution
29
1
Principal cash management components
30
6
Issues to consider when establishing a global cash management structure
36
3
Potential cash management risks and security principles
39
2
Corporate security requirements and measures
41
2
Banking security requirements and measures
43
2
Additional measures
45
1
Other considerations
46
1
Conclusions
47
1
BACS: practical control issues
48
12
Tom Fallon
Brian Welch
BACS and the euro
50
1
BACS and year 2000 (Y2K) compliance
50
1
BACSTEL
51
1
File authentication
52
1
Control point
53
1
Validation
53
1
Preparation of media
54
1
Beneficiaries' bank details
54
2
Transaction limit
56
1
Input report
56
1
Audit reports
57
1
Mandate
57
1
Controls checklist
58
2
Electronic banking documentation
60
11
Brain Welch
Negotiating with the bank
62
1
Specific points of concern
63
3
Electronic Data Interchange (EDI)
66
1
Agreements by subsidiaries or associates
67
1
Electronic Funds Transfer Act 1978 (USA)
67
1
Computer Misuse Act 1990 (UK)
68
1
Electronic banking documentation checklist
69
1
Conclusion
70
1
Funds transfer laws
71
28
Tony de Caux
UCC4A funds transfer law
72
18
The impact of UCC4A on US-based companies
90
1
The impact of UCC4A on companies based outside the US
90
1
UNCITRAL model law on international credit transfers
91
2
The EC cross-border payment directive
93
6
Part 2 Treasury and systems security
Managing treasury security
99
18
Claire Goddard
Michael Deakin
Planning and organizational framework
101
1
Authorization procedures
102
2
Segregation of duties
104
2
Access control techniques
106
1
Dealing controls
107
1
Accurate recording
108
1
Settlement procedures
109
1
Prompt reconciliation
109
1
Independent valuation
110
1
Timely management monitoring
111
1
Treasury security checklist
112
5
Security and control of treasury systems
117
15
Brian Welch
Definition
117
1
Description
118
1
Early treasury systems
119
1
Basic security considerations
120
1
Security and access
121
1
Password abuse
122
1
Audit trail
123
1
Back-up and recovery
124
1
System upgrades
124
1
Documentation
125
1
The unthinkable
126
1
In-house systems
126
1
Security and audit checklist
127
5
Security on the Internet
132
12
Roger Gate
Tony Palmer
Introduction
132
1
Internet/World Wide Web (WWW)
133
3
Intranets and extranets
136
1
Firewalls
137
1
Cryptography
137
1
Symmetric encryption (secret keys)
138
2
Asymmetric encryption (public/private key pairs)
140
1
Message authentication codes (MACs)
141
1
Trusted third parties and certification
141
1
Challenge and response
142
1
Secure Electronic Transaction (SET) Protocol
142
1
Summary
143
1
EDI security
144
33
John Sherwood
What is EDI?
144
3
Why does EDI need security?
147
2
What are the security requirements for EDI?
149
4
How does EDI compare with traditional systems?
153
2
What international standards are available?
155
1
What are the security features of EDIFACT?
156
4
What cryptographic techniques are available?
160
4
How is encryption technology used to provide message security?
164
1
What special purpose does X.435 fulfil?
165
2
EDIFACT security or X.435 security?
167
2
What are the legal issues affecting EDI security?
169
1
EDI security checklist
170
7
Part 3 The future
Future developments
177
10
Michael Deakin
Claire Goddard
Retail banking services
179
1
Corporate treasury services
180
3
The effect of continuous progress
183
4
Appendix 1: Selecting a new treasury system
187
30
Appendix 2: The London Code of Conduct
217
58
Glossary
275
6
Index
281