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stockbrokers united states examinations questions etc matches 43 work(s)
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Paperback:
9781119103752, titled "Series 7 Exam for Dummies: With Online Practice Tests" | 3 csm pap/ edition (For Dummies, January 26, 2016), cover price $26.99
Product Description: Do the terms ad valorem, reverse repurchase agreement, and disintermediation give you a headache? Do you need to take the Series 7 exam? If you can answer yes to both of these questions, then you ve come to the right place. Robert Walker, a professional trainer who specializes in the FINRA/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 7 examination...read more
Paperback:
9781610070706 | 6 edition (First Books Inc, June 16, 2014), cover price $89.95 | About this edition: Do the terms ad valorem, reverse repurchase agreement, and disintermediation give you a headache?
9781610070348 | 5th edition (First Books Inc, February 22, 2013), cover price $89.95 | About this edition: Do the terms ad valorem, reverse repurchase agreement, and disintermediation give you a headache?
9781610070232 | 4 updated edition (First Books Inc, January 20, 2012), cover price $89.95 | About this edition: Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache?
9780982347669 | 3 edition (First Books Inc, December 20, 2010), cover price $89.95 | About this edition: Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache?
9780912301754 | 2 updated edition (First Books Inc, December 8, 2009), cover price $89.95
Paperback:
9781118117576 | 2 pap/cdr edition (For Dummies, December 26, 2012), cover price $26.99
Product Description: Do the terms contumacy, federal covered security, and pass-through certificate give you a headache? Do you need to take the Series 63 exam? If you can answer yes to both of these questions, then you ve come to the right place.Robert Walker, a professional trainer who specializes in the FINRA Series 6, 63, 65, 66, and 7 exams, has written this book for those who are about to brave the Series 63 examination...read more
Paperback:
9781610070300 | 5th edition (First Books Inc, July 31, 2012), cover price $39.95 | About this edition: Do the terms contumacy, federal covered security, and pass-through certificate give you a headache?
9780982347607 | 4 updated edition (First Books Inc, January 26, 2010), cover price $39.95
9780912301952 | 3 updated edition (First Books Inc, March 31, 2009), cover price $39.95 | About this edition: This must-have book guides you through the intricacies of the Series 63 exam.
9780912301686 | 2 edition (First Books Inc, August 31, 2006), cover price $37.95
9780912301556 | First Books Inc, April 30, 2004, cover price $35.95 | About this edition: A Training Guide for the NASAA Series 63 Exam In order to be registered to sell securities, most states require that you pass the Series 63 Exam (formally known as the Uniform Securities Agent State Law Examination).
Product Description: Your no-nonsense guide to acing the Series 7 exam In order to become a stockbroker and sell securities, you must first pass the Series 7 exam—a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems, and people who score below 70% must retake the test, having to wait at least a month before retaking it and paying hefty registration fees...read more
Paperback:
9781118209868 | 2 csm edition (For Dummies, May 8, 2012), cover price $19.99 | About this edition: Your no-nonsense guide to acing the Series 7 exam In order to become a stockbroker and sell securities, you must first pass the Series 7 exam—a 6-hour, 250-question monstrosity.
9780470099322 | Pap/cdr edition (For Dummies, April 9, 2007), cover price $24.99
Miscellaneous:
9781118228715 | 2 edition (For Dummies, May 8, 2012), cover price $19.99
9781118231265 | 2 edition (For Dummies, May 8, 2012), cover price $19.99
9780470389003 | For Dummies, July 28, 2008, cover price $24.99
9780470165843 | For Dummies, July 2, 2007, cover price $24.99
The 4th edition of the Pass the 6 Training Guide has been completely updated for 2011 and gives you exactly what you need to pass the Series 6! The newest edition of Pass the 6 features an updated chapter on Product Information Investment Company Securities and Variable Contracts and an expanded glossary with even more definitions. The book takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. Learn, step-by-step, how not to be misled by the questions. Pass the 6 includes two complete 100-question practice exams with answers/rationales.
Paperback:
9781610070416 | 5th edition (First Books Inc, August 19, 2013), cover price $49.95
9780982347652 | 4th edition (First Books Inc, December 15, 2010), cover price $49.95 | About this edition: The 4th edition of the Pass the 6 Training Guide has been completely updated for 2011 and gives you exactly what you need to pass the Series 6!
9780912301976 | 3 updated edition (First Books Inc, August 4, 2009), cover price $49.95 | About this edition: Do the terms collateralized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache?
Paperback:
9781430328346 | Lulu.Com, September 30, 2007, cover price $29.95 | About this edition: This book will help stockbrokers pass the Series 7 exam administered by the Financial Industry Regulatory Authority (FINRA).
Paperback:
9780764123801 | 3 edition (Barrons Test Prep, June 30, 2007), cover price $21.99
Product Description: Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache? Do you need to take the Series 7 exam? If you can answer yes to both of these questions, then you ve come to the right place.Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 7 examination...read more
Paperback:
9780912301716 | First Books Inc, April 9, 2007, cover price $89.95 | About this edition: Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache?
Product Description: Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place...read more
Paperback:
9780912301693 | 2 edition (First Books Inc, August 31, 2006), cover price $49.95 | About this edition: Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache?
Product Description: Option Talk shows how to successfully complete options questions prospective stockbrokers face on their licensing exam, the FINRA Series 7. The book uses conversational tones as it covers options, step-by-step. Each idea is illustrated...read more
Paperback:
9780977446209 | Series 7 Specialists Llc, October 10, 2005, cover price $49.95 | About this edition: Option Talk shows how to successfully complete options questions prospective stockbrokers face on their licensing exam, the FINRA Series 7.
Product Description: Do the terms subordinated debentures and conduit tax treatment give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place. Pass the 6 shows you, step-by-step, how not to be misled by the questions...read more
Paperback:
9780912301594 | First Books Inc, April 30, 2005, cover price $49.95 | About this edition: Do the terms subordinated debentures and conduit tax treatment give you a headache?
Paperback:
9780789732866 | Pap/com edition (Pearson Education, December 2, 2004), cover price $29.99
Paperback:
9780793157891 | Dearborn Financial Pub, November 8, 2004, cover price $121.00
Product Description: Built on a highly proven test-prep model, this new guide fully prepares users to pass the Series 7 Exam as well as excel in the seven critical functions of a registered representative. Unlike other test-prep materials available, this guide is structured around the seven critical functions of the registered representative - exactly how the Series 7 Exam is organized -leading to increased success in passing the exam...read more
Paperback:
9780324186956 | South-Western Pub, September 1, 2003, cover price $155.95 | About this edition: Built on a highly proven test-prep model, this new guide fully prepares users to pass the Series 7 Exam as well as excel in the seven critical functions of a registered representative.
Paperback:
9780324186963 | South-Western Pub, June 1, 2003, cover price $139.95
Paperback:
9780768906325 | 6 pap/cdr edition (Arco Pub, August 1, 2001), cover price $49.95
9780028628226, titled "Series 7: Stockbroker Nasd Exam" | 5th bk&cdr edition (Arco Pub, April 1, 1999), cover price $60.00 | also contains Watt Pottery: An Identification and Value Guide | About this edition: Series 7 : Stockbroker NASD Exam (with CD-ROM)
9780028621968 | 5th edition (Macmillan General Reference, January 1, 1999), cover price $50.00 | also contains The Self Knower: A Hero Under Control, The Self-Knower: A Hero Under Control
Paperback:
9780793146277 | 12th edition (Dearborn Trade Pub, March 1, 2001), cover price $108.00
9780793140794 | 11th edition (Dearborn Trade Pub, August 1, 2000), cover price $99.00
9780793133468 | 10th rev edition (Dearborn Trade Pub, December 1, 1998), cover price $108.00
Product Description: A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions. Detailed and up-to-date review chapters cover all exam subjects, which include: corporate securities, U.S. Government securities, money market instruments, municipal securities, direct participation programs, securities analysis, the new issue market, the over-the-counter market, securities on margin, and much more...read more
Paperback:
9780764107665 | 2 sub edition (Barrons Test Prep, January 1, 2000), cover price $16.95 | About this edition: A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions.
9780812097092 | Barrons Educational Series Inc, October 1, 1996, cover price $14.95 | About this edition: The securities industry undergoes constant change, and the six-hour Series 7 Examination to certify stockbrokers constantly changes with the times.
Paperback:
9780793128655 | Pap/cdr edition (Dearborn Trade Pub, December 1, 1997), cover price $115.00 | About this edition: Book by
Paperback:
9780793123742 | 8 edition (Dearborn Trade Pub, December 1, 1996), cover price $89.00
Paperback:
9780793117369 | 9th edition (Dearborn Trade Pub, September 1, 1996), cover price $54.00
Paperback:
9780793117376 | 9 edition (Dearborn Trade Pub, September 1, 1996), cover price $54.00
Paperback:
9780793133123, titled "Pass Trak Series 24 Principles & Practices: General Securities Principal" | 10th edition (Dearborn Trade Pub, June 1, 1996), cover price $69.00 | About this edition: Book by Dearborn
9780793108176 | 8th edition (Dearborn Trade Pub, December 1, 1993), cover price $60.00
Paperback:
9780793117383 | 9th edition (Dearborn Trade Pub, April 1, 1996), cover price $54.00
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