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Federal Securities Laws: Selected Statutes, Rules and Forms
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Bibliographic Detail
Publisher Foundation Press
Publication date November 15, 2017
Pages 2284
Binding Paperback
ISBN-13 9781683288022
ISBN-10 1683288025
Dimensions 7.36 by 10.08 by 2.17 in.
Weight 4.37 lbs.
Original list price $80.00
Summaries and Reviews description: Product Description: This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year’s version:
  • Repeal of Rule 505 of Regulation D;
  • Increase in aggregate offering price for Rule 504 of Regulation D to $5 million;
  • Amendments to Rule 147;
  • Adoption of a new intrastate offering exemption in Rule 147A;
  • Adjustments to civil monetary penalty amounts;
  • Amendments to the securities transaction settlement cycle;
  • Changes and corrections arising from Titles I and III of the JOBS Act; and
  • Various technical corrections and terminology changes.
This edition has a cutoff date of September 15th, 2017.

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