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Responsibilities of Corporate Officers and Directors: Under Federal Securities Law 2010-2011
By N. Peter Rasmussen (editor), Ted Trautmann (editor), James Hamilton (editor) and Anne M. Sherry (editor)
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Bibliographic Detail
Publisher Cch Inc
Publication date October 18, 2010
Pages 373
Binding Paperback
Book category Adult Non-Fiction
ISBN-13 9780808025740
ISBN-10 0808025740
Dimensions 0.75 by 6 by 8.75 in.
Weight 1.10 lbs.
Availability§ Out of Print
Original list price $110.00
§As reported by publisher
Summaries and Reviews
Amazon.com description: Product Description: Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940.

The 2010 -2011 Edition includes new discussion of the following:

  • Dodd-Frank Wall Street Reform and Consumer Protection Act
  • Shareholder access to proxies
  • SEC enforcement
  • Recent case law on fraud liability
  • Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants



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Paperback
Book cover for 9780808025740
 
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from Cch Inc (October 18, 2010)
9780808025740 | details & prices | 373 pages | 6.00 × 8.75 × 0.75 in. | 1.10 lbs | List price $110.00
About: Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws.

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