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Responsibilities of Corporate Officers and Directors: Under Federal Securities Law, 2009-2010 Edition
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Bibliographic Detail
Publisher Cch Inc
Publication date October 15, 2009
Pages 429
Binding Paperback
Book category Adult Non-Fiction
ISBN-13 9780808022626
ISBN-10 0808022628
Dimensions 0.75 by 6 by 8.75 in.
Weight 1.30 lbs.
Availability§ Out of Print
Original list price $103.00
§As reported by publisher
Summaries and Reviews
Amazon.com description: Product Description:

Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940.

The 2009 -2010 Edition includes:

  • New discussion of shareholder access to proxies
  • The business judgment rule
  • SEC enforcement policies and investigations
  • Recent case law on scienter and causation following the Supreme Court's Tellabs decision
  • Staff guidance on Regulation FD
  • Special compensation rules for TARP companies
  • Mutual fund advisory fees



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Paperback
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from Cch Inc (October 15, 2009)
9780808022626 | details & prices | 429 pages | 6.00 × 8.75 × 0.75 in. | 1.30 lbs | List price $103.00
About: Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws.

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