search for books and compare prices
cover image
Responsibilities of Corporate Officers and Directors Under Federal Securities Law 2007-2008
Price
Store
Arrives
Preparing
Shipping
The price is the lowest for any condition, which may be new or used; other conditions may also be available. Rental copies must be returned at the end of the designated period, and may involve a deposit.
Jump down to see edition details for: Paperback
Bibliographic Detail
Publisher Cch Inc
Publication date November 20, 2007
Binding Paperback
Book category Adult Non-Fiction
ISBN-13 9780808017431
ISBN-10 0808017438
Dimensions 1 by 6 by 9.25 in.
Weight 1.34 lbs.
Availability§ Out of Print
Original list price $93.00
§As reported by publisher
Summaries and Reviews
Amazon.com description: Product Description:

Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.

The materials focus on the Securities Act of 1933, the Securities Exchange Act of 1934 and the Sarbanes-Oxley Act of 2002, as well as pertinent provisions of the Investment Company Act of 1940.

The 2007 -2008 Edition features extensive discussion of the SEC's executive compensation reforms, including: the narrative disclosure piece, "compensation discussion and analysis" (see ¶508); the tabular disclosure requirements of Regulation S-K Item 402 (see ¶509); new mandates for reporting executive perks (see ¶510); and expanded disclosure of transactions with related persons (see ¶511). Also new is discussion of changed requirements for the compensation committee report (see ¶106), plurality and majority voting standards (see ¶108), case law developments involving fraud liability (see Chapter 3), no-action letter guidance on insider short sales (see ¶1102), and SEC statements on cooperation during an investigation (see ¶802).

Corporate officers and directors, facing unprecedented public and legal scrutiny, need clear guidance now more than ever. CCH has the solution: Responsibilities of Corporate Officers and Directors under Federal Securities Law, 2007 - 2008 Edition. This important resource alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, SEC rules, and court decisions concerning securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.

The 2007 -2008 Edition features revised discussion of internal control over financial reporting, explaining recently-issued SEC management guidance and PCAOB Auditing Standard No. 5. Also new is discussion of Financial Accounting Standards Board Interpretation (FIN) 48, which requires companies to assess the likelihood of their tax positions being sustained upon IRS examination; stock options, including backdating and spring loading; director nominations and shareholder access; insurance coverage for amounts paid out as disgorgement to settle SEC enforcement actions; and the "scheme liability" theory for holding secondary actors, such as investment banks and auditors, liable for their client's fraudulent statements.



Editions
Paperback
The price comparison is for this edition
With James Hamilton, Ted Trautmann | from Cch Inc (November 20, 2007)
9780808017431 | details & prices | 6.00 × 9.25 × 1.00 in. | 1.34 lbs | List price $93.00
About: Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws.

Pricing is shown for items sent to or within the U.S., excluding shipping and tax. Please consult the store to determine exact fees. No warranties are made express or implied about the accuracy, timeliness, merit, or value of the information provided. Information subject to change without notice. isbn.nu is not a bookseller, just an information source.