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Guide to Sec Privacy Rules: Broker-dealers, Investment Companies and Advisers
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Bibliographic Detail
Publisher Cch Inc
Publication date March 30, 2005
Pages 91
Binding Paperback
Book category Adult Non-Fiction
ISBN-13 9780808007333
ISBN-10 0808007335
Dimensions 0.25 by 5.75 by 8.75 in.
Weight 0.30 lbs.
Availability§ Out of Print
Original list price $39.00
§As reported by publisher
Summaries and Reviews
Amazon.com description: Product Description: This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant to the Gramm-Leach-Bliley Act, for brokers, dealers, investment companies, and investment advisers. A must-have reference, it incorporates SEC interpretations of the rules, as well as practical guidance for compliance. The new privacy rules apply to all brokers, dealers, investment companies, and registered investment advisers, regardless of their firm size.



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Paperback
Book cover for 9780808007333
 
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from Cch Inc (March 30, 2005)
9780808007333 | details & prices | 91 pages | 5.75 × 8.75 × 0.25 in. | 0.30 lbs | List price $39.00
About: This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant to the Gramm-Leach-Bliley Act, for brokers, dealers, investment companies, and investment advisers.

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